Securities and financial services law / Ashley Black, Pamela Hanrahan.

Chatswood, N.S.W. : LexisNexis Butterworths, 2021

10th edition

199334

Investments -- Law and legislation -- Australia.

Financial services industry -- Law and legislation -- Australia.

Securities -- Law and legislation -- Australia.

Stock Exchanges -- Law and legislation -- Australia.

PART 1 - Introduction

1. Regulating securities and markets

2. Administration of the securities and financial services laws

3. Defining financial products

PART 2 - Issuers

4. Offering securities under Ch 6D

5. Offering financial products under Pt 7.9

6. Continuous disclosure

7. Liability for defective disclosure

8. Investor claims for defective disclosure

PART 3 - Markets

9. Market infrastructure providers

PART 4 - Intermediaries

10. Australian financial services licensing

11. Financial services licensees and their clients

PART 5 - Market conduct

12. Consumer protection

13. Market misconduct, prohibited conduct and short selling

14. Insider trading.

Securities and Financial Services Law is an authoritative text on the regulation of Australian securities markets and of the various entities involved in those markets. This 10th edition provides updated commentary on how various legislative amendments resulting from the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry and recent case law affect issuers, intermediaries, market operators, traders and investors. Features: Examines an area that is of significant practical importance for the Australian economy and for investors, including the many Australians who hold retirement savings in the form of superannuation. - Publisher's website.

Previous edition: 2016.

Includes bibliographical references and index.

9780409352795

1 online resource